Introduction to Deep Brain Stimulation (DBS)

  • DBS is a neurosurgical intervention targeting pathological neural circuits.
  • Involves implantation of electrodes in specific brain regions with electrical stimulation from an implanted battery.
  • Over 160,000 patients have undergone DBS globally for various conditions.

Advantages of DBS

  • Non-lesional approach avoids permanent damage to brain tissue.
  • Stimulation parameters can be adjusted to maximize therapeutic benefit and minimize side effects.
  • Provides direct access to pathological circuits driving symptoms.
  • Enables investigation of physiological dysfunction and informs both therapy and technology development.
  • Focal intervention (millimetre precision) demonstrates localized dysfunction affecting global networks.

Dual Role of DBS

  • Acts as both a modulator and investigative probe of brain circuits.
  • Expands applications beyond motor symptoms to limbic, cognitive, and memory disorders.

Limitations and Risks

  • DBS is an invasive procedure with risks like haemorrhage and infection.
  • Outside of movement disorders, use is restricted to treatment-refractory cases in specialized centers.

Current Clinical Indications

  • Majority of DBS procedures are for movement disorders, especially Parkinson’s disease (PD).
  • RCTs confirm DBS as highly effective for motor symptoms in PD.

Challenges in Parkinson’s Disease

  • Common targets: Subthalamic nucleus (STN) and Globus pallidus internus (GPi).
  • DBS often ineffective for axial symptoms (e.g., gait), and may worsen speech or cognitive symptoms.
  • Highlights the limitation of focal interventions for multisystem circuit disorders.

Technical and Clinical Challenges

  • Need for technical innovations:
    • Longer battery life.
    • Smaller device designs.
    • Adaptive stimulation systems.
    • Wireless technology integration.

    Future Directions

    • Expand DBS to other circuitopathies (e.g., depression, Alzheimer’s disease).
    • Address global ageing populations.

    Conclusion

    • Broader application depends on understanding brain circuit dysfunction.
    • Need for preclinical models to inform translation.
    • Expansion of indications beyond motor disorders.
    • Addressing ethical, technical, and clinical concerns will shape the field.

    Rationale and Mechanisms of Action of DBS

    Overview

    • DBS is transforming the management and conceptualization of brain disorders.
    • It bridges clinical therapy and scientific exploration of brain circuitry.
    • Ongoing research aims to refine DBS for broader, safer, and more effective use.

    Ionic and Cellular Mechanisms

    • Multiple hypotheses proposed to explain DBS mechanisms.
    • Most prevailing theory: stimulation-induced disruption of pathological circuit activity.
    • Effects occur at multiple levels — ionic, cellular, and network — to improve symptoms.
    • High-frequency (~100 Hz) stimulation produces different outcomes than low-frequency (~10 Hz) stimulation.

    Information Lesion Hypothesis

    • Electrode as cathode redistributes Na+ and Cl ions in extracellular space.
    • Electric field manipulates voltage sensors on sodium channel proteins, initiating action potentials.
    • Action potentials propagate both orthodromically and antidromically across axons.
    • Axons can follow 100 Hz stimulation; synapses cannot sustain transmission as effectively.
    • High-frequency activity may exhaust neurotransmitter pools and desensitize receptors.
    • Leads to synaptic filtering: suppression of low-frequency signal transmission.

    Contradictory Evidence and Network-Level Insights

    • High-frequency stimulation creates an "information lesion": signal has no information content.
    • DBS-induced action potentials override intrinsic neuronal activity.
    • Disruption of low-frequency oscillations prevents pathological signal propagation.
    • Information lesion and synaptic filtering may act synergistically.

    Role of Thalamus and Circuit Resonance

    • Some studies in awake primates show preserved sensorimotor-related discharge during STN/GPi DBS.
    • Implies DBS may act more as a selective filter than as a total signal block.
    • Other basal ganglia functions (e.g., learning, decision-making) often remain intact during DBS.
    • Basal ganglia networks may support physiological coding via mechanisms not reliant on synchronization.

    Generic Application of DBS

    • Thalamus may act as a low-pass filter: passes low-frequency signals (<30 Hz), blocks high-frequency (>100 Hz).
    • Circuit resonance changes in PD may promote entrainment by low-frequency signals.
    • DBS may effectively suppress low-frequency oscillations with minimal impact on overall network function.

    Long-Term and Delayed Effects

    • High-frequency DBS can override various low-frequency pathological rhythms.
    • Applicable to conditions like tremor, dystonia, and akinetic-rigid syndromes.

    Emerging Mechanisms: Role of Astrocytes

    • Acute effects do not explain delayed benefits seen in dystonia, depression, and epilepsy.
    • Chronic DBS may induce adaptive neuroplastic changes.
    • Hypothesis: Low-frequency oscillations promote maladaptive plasticity (LTP), which DBS may disrupt.
    • DBS may upregulate trophic and synaptic proteins over time, enhancing plasticity.

    Insights from Animal Models in DBS

    General Role of Animal Models

    • Astrocytes play a critical role in synaptic integration and plasticity regulation.
    • DBS may influence astrocytic function, contributing to delayed clinical improvements.

    Parkinson’s Disease (PD) and the STN Model

    • Animal studies have been critical in translating DBS from concept to clinical use.
    • They provide mechanistic understanding and help identify potential DBS targets.

    Epilepsy and the Mammillothalamic Tract (MMT)

    • MPTP-induced parkinsonism in non-human primates revealed hyperactivity in the subthalamic nucleus (STN).
    • Lesions of the STN alleviated motor symptoms (rigidity, hypokinesia), eliminating the need for levodopa or apomorphine.
    • Led to the concept of using high-frequency DBS as a functional alternative to lesioning.
    • High-frequency STN stimulation in MPTP-treated monkeys improved motor disability — directly supporting clinical use in PD.

    Depression and Affective Disorders

    • In guinea pigs, lesioning the MMT increased seizure threshold — implicating its role in seizure propagation.
    • MMT and its major projection site, the anterior nucleus of the thalamus (ANT), were shown to have anti-epileptic potential.
    • Electrical stimulation of MMT or ANT in animals reduced seizures, leading to clinical trials of ANT DBS in epilepsy.

    Tourette Syndrome

    • Rodent models (chronic mild stress) used to evaluate DBS targets for depression.
    • Different brain regions influence different aspects of mood-related behaviors:
      • Nucleus accumbens / lateral habenula: Improve motivation, reduce anxiety.
      • Ventromedial prefrontal cortex: Enhance hedonia and reduce despair.

      Mechanistic Insights from Animal Studies

      • Stimulation of the anteromedial STN in monkeys with tic-like behaviors reduced stereotyped movements.
      • Supports region-specific modulation of behaviors in neuropsychiatric syndromes.

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